We specialize in Audit, Fraud, 
Compliance, and Special Projects.

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R. L. Caldwell Consulting
ASSURANCE SERVICES

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Assurance Services
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Supervisory Committee Annual Review

Operational

Compliance Audits

Perform Supervisory Committee Annual Review  (SCAR) for credit unions.  The audit will concentrate on the accounting, recording, and reporting of financial transactions and the adequacy of internal controls.
Operational Audits will examine whether company resources are being utilized in the most efficient way.
Perform Bank Secrecy Act (BSA) compliance audit to determine whether the credit union is adhering to federal and state regulations, as well as company policies and procedures.

Perform Automated Clearing House (ACH) compliance audit to determine if the credit union has performed ACH transactions according to NACHA regulations.

Fraud Examinations

Internal Audit

Special Projects

The Certified Fraud Examiner can perform an extensive investigative review of the credit union's documents and transactions.
The Analyst can evaluate the companies managed risk, verify effective controls, and governance processes based on the Audit Plan developed by the CAE.
The Analyst can perform Special Projects such as Risk Assessments, Loan Portfolio's, Verification of Accounts, and write Policies and Procedures.
R. L. Caldwell Consulting
From origins in Virginia, our specialized skills have taken us to several states but currently we are looking to focus our attention on credit unions in the Virginia, North Carolina, District of Columbia, and the Maryland areas.  Our approach is to understand your business, your personal ambitions, and the industry in which you compete.  In doing this we provide the client value-added personal service. 

All audits are performed using objectivity and independence.


ASSOCIATIONS

  • Vice President of the Richmond Chapter of the National Association of Professional Women (NAPW)
  • Institute of Internal Auditors (IIA)
  • Association of Certified Fraud Examiners (ACFE)
  • Central Virgnia Chapter of the Association of Certerified Fraud Examiners (RVACFES)
  • Petersburg Chamber of Commerce

EXPERIENCE

R. L. Caldwell Consulting is a audit firm.  The CEO/President has a combination of thirteen years working in the credit union industry, including six years as an auditor at the Texas Credit Union League.  She is highly trained and specialized in auditing credit unions.  

She obtained her Bachelors in Business Adminstration, with an emphasis in accounting in 2004.  Then worked several years auditing credit unions in Texas, Louisiana, Colorado, Arkansas, and Arizona.  Between working and weekends she studied and received the Certified Fraud Examiner (CFE) designation in 2014. 

The designation requires an  annual 20 hours of continuous education on subjects of ethics, fraud, and auditng.  She also reads up on subjects and issues affecting credit unions.


Employees Are Our Greatest Assets
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Meet our newest strategic partner Julia Harris from JH Bkkeeping Consulting and Tax Services.  

​Julia has been in practice since 2010, providing accounting and tax services to clients throughout the Richmond area.  She is knowledgeable in accounting and taxes which is a testament to her dedication.  Julia is available and may be reached at www.jhbkkeeping.com.
 
Through our alliances, we are dedicated to providing accounting and audit services to clients at a fair and resonable price.  

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"The Compliant Client"
has affordable prices. 

P. O. Box 2913
Petersburg, VA 23804

Cell Phone: 214-315-4189
Email: rlcaldwellconsulting@gmail.com
www.rlcaldwellconsulting.com


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